|
1952 |
Unified Financial Securities was
incorporated on November 20 as Unified Underwriters, Inc. |
|
1963 |
The first mutual fund ever
incorporated in Indiana, Unified Mutual Shares, is organized
by Unified Underwriters, Inc. |
|
1976 |
The company changes its name from
Unified Underwriters to Unified Management Corporation to
reflect the change in emphasis from sales to providing
investment advisory and other administrative management
services. |
|
1977-85 |
Unified creates, manages, and
markets five additional mutual funds. Unified introduces new
services, notably UniSave (the Company’s innovative retail
brokerage account and statement). Total assets under
management grow from $10 million to over $290 million. |
|
1979 |
Unified becomes an SEC registered broker dealer. Unified
becomes a member of the NASD. |
|
1985-93 |
Unified continues to grow
correspondent clearing and brokerage services with clients
totaling 50 different broker dealers. |
|
1993 |
Unified enters into a correspondent
clearing agreement with Donaldson, Lufkin & Jenrette (a.k.a.
Pershing) to provide clearing services for correspondent
broker dealers. |
|
1996 |
Unified Financial Securities, Inc.
begins offering passive distribution mutual fund services to
clients of Unified Fund Services. |
|
1999 |
Unified launches www.umcstock.com,
an retail internet brokerage platform capable of online
trading and portfolio management. |
|
2000 |
Unified Management Corporation changes its name to Unified
Financial Securities, Inc. |
|
2003 |
Unified Financial Securities, Inc.
sells its retail brokerage and clearing business to
Westminster Financial Companies in Dayton, OH. |
